Knowledge of the industry's competitive landscape and the factors that differentiate SunTrust and its competitors in the market. Ability to interpret and explain complex information to a range of audiences and build consensus among different stakeholders.
Individually responsible for, or manages a team that is responsible for, development and management of multiple, highly complex, specialized product lines (i.e. cash management) and/or market segments.
Managing a team responsible for assisting the Consumer Client Onboarding Center (COB) Analysts with questions, processes, procedures related to dispositioning risk alerts for new and existing customers primarily within PWM, but others as needed.
Oversee the communications, monitoring, and quality review of required ongoing monitor components for the area's services. This incorporates direct communicate and training of service managers and business owners, issue management, escalation procedures, Archer maintenance, etc.
Conducting risk and control assessments on a regular basis to ensure the function meets corporate standards that specifically relate to internal operating controls. Assist in updating controls, policies, procedures, and risk/control documentation.
Proven experience and competency in internal audit principles, practices, and methodologies, including: objectivity and independence, risk and control assessment, and risk-based auditing project management
Serves as Deputy Director of Brokerage Compliance with responsibility for all areas of Brokerage Compliance including the direct management of compliance staff and counseling managers on compliance matters. Single incumbent position.